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JPMorgan in SEC subprime probe
Colin Barr 2010-11-05 01:48ProPublica says it may. The investigative journalism outfit reports JPMorgan (JPM) has come under regulatory scrutiny over its handling of conflicts o...
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Another fine for Goldman
Colin Barr 2010-09-13 05:36Is a big British shoe about to drop on the Goldman Sachs rally?The Financial Times reports the U.K.'s Financial Services Authority could assess a big ...
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SEC hasn't forgotten Citi
Colin Barr 2010-05-12 07:42Goldman (GS), you may have heard, was sued last month by the Securities and Exchange Commission. The SEC, led by Mary Schapiro (right), claims Goldman...
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Hedge funds on insider probe: Bring it on
Cyrus Sanati 2010-12-10 09:12Although the insider trading investigation is still in early stages, some fund managers are already positioning their firms to attract new clients fro...
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SEC slaps Goldman with huge fine
Colin Barr 2010-07-21 01:05Goldman (GS) will pay $300 million in fines and $250 million in restitution to investors harmed by its misconduct in the 2007 subprime debt deal, the ...
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JPMorgan hit with record fine
Colin Barr 2010-06-08 01:45A British regulator hit JPMorgan Chase with its biggest-ever fine -- $49 million -- for failing to follow rules for protecting clients' money.The U.K....
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Treasury cashing in on JPMorgan stake
Colin Barr 2009-12-10 11:48Taxpayers could get a $1 billion windfall as the government sells TARP securities to investors.By Colin BarrThe U.S. government is preparing to cash i...
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Dimon defends dollar -- and JPMorgan
Katie Benner, and David Ellis 2009-10-30 05:02The chief executive officer of JPMorgan Chase said the U.S. needs a strong dollar and that job creation is key to a rebound; also says his bank is not...
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Update: SEC drops Moody's fraud case
Colin Barr 2010-09-03 11:20The Securities and Exchange Commission let Moody's off the hook for failing to heed its own rating guidelines.The SEC blamed "uncertainty" tied to the...
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HSBC settles money-laundering probe
Colin Barr 2010-10-09 06:24The Federal Reserve and the Office of the Comptroller of the Currency issued cease-and-desist orders to two U.S.-based HSBC (HBC) units for infraction...
